Investment Adviser Representative (IAR)

Information

Investment Adviser Representative (IAR)

An Investment Adviser Representative is an individual who is employed (or associated with) an Investment Adviser and provides investment advice to clients. Investment Advisor Representatives are required to pass FINRA licenses to practice as an investment advisor representative. The must pass the Series 65 exam or pass the Series 7 exam in combination with passing the Series 66 exam. Once state registration is complete, the investment adviser representative may begin giving financial advice to clients.

Members: 1
Latest Activity: Apr 5, 2012

Discussion Forum

This group does not have any discussions yet.

Comment Wall

Comment

You need to be a member of Investment Adviser Representative (IAR) to add comments!

 

Members (1)

 
 
 

WSI is a Financial Educational Network that believes in helping financial professionals and consumers have a better financial future.

MMJ Master Program

The Wall Street Journal

Community Organizers Work to Save Trees Targeted by Obama

Planned weekend protest to counter development in Chicago’s historic Jackson Park.

Facebook and Free Speech

Zuckerberg says progressives shouldn’t abandon liberal values. Progressives object.

Badge

Loading…

The Next Gold Rush

© 2019   Created by WSI Wall Street Insight.   Powered by

Badges  |  Report an Issue  |  Terms of Service

- DE7A1F766C4EF139EF0B994966D90FA6