FROM THE STREET ABOUT WALL STREET! DOES ANYONE REALLY HAVE AN ANSWER?
An Investment Adviser Representative is an individual who is employed (or associated with) an Investment Adviser and provides investment advice to clients. Investment Advisor Representatives are required to pass FINRA licenses to practice as an investment advisor representative. The must pass the Series 65 exam or pass the Series 7 exam in combination with passing the Series 66 exam. Once state registration is complete, the investment adviser representative may begin giving financial advice to clients.
Latest Activity: Apr 5, 2012
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